FINRA regulator
Overview
The Financial Industry Regulatory Authority (FINRA) is a non-governmental entity responsible for overseeing member brokerage firms and exchange markets within the United States. It functions under the supervision of the Securities and Exchange Commission (SEC) to enforce regulations concerning securities trading, broker behavior, and market fairness.
Within The Counterparty graph, FINRA connects to 3 tracked entities, most strongly to Securitize Markets, Circle, SEC Approves Elimination of Pattern Day Trader Rule and $25,000 Minimum: FINRA.
Relations
Top connections in The Counterparty knowledge graph (confidence-weighted, 3 of 3 total).
| Relation | Connected entity | Confidence |
|---|---|---|
registered_with | Securitize Markets | 95% |
regulated_by | Circle | 90% |
covers | SEC Approves Elimination of Pattern Day Trader Rule and $25,000 Minimum: FINRA | 70% |
Frequently asked questions
What is FINRA?
FINRA is a regulator tracked in The Counterparty knowledge graph. It is connected to 3 other tracked entities, most strongly to Securitize Markets, Circle, SEC Approves Elimination of Pattern Day Trader Rule and $25,000 Minimum: FINRA.
What type of entity is FINRA?
FINRA is classified as a regulator (regulator) in The Counterparty knowledge graph.
What is FINRA connected to?
In The Counterparty knowledge graph, FINRA is linked to 3 other tracked entities, most strongly to Securitize Markets, Circle, SEC Approves Elimination of Pattern Day Trader Rule and $25,000 Minimum: FINRA.